Timothy S. Oneil

Some features on this profile are disabled

CRD#: 840014

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Sean Oneil was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 1977. Timothy had worked at 5 firms and has passed the Series 65, Series 66, Series 7, Series 31, Series 6, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 23, 2011 - February 5, 2021

NAPLES MONEY MANAGEMENT LLC

RIA

CRD#: 153499

NAPLES, FL

Past

June 29, 2007 - July 15, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

NAPLES, FL

Past

June 28, 2007 - July 15, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

NAPLES, FL

Past

November 14, 1995 - November 6, 1997

UST FINANCIAL SERVICES CORP.

CRD#: 36881

NEW YORK, NY

Past

November 7, 1988 - March 2, 1989

MCCLENDON, MORRISON & PARTNERS, INC.

CRD#: 14684

CHICAGO, IL

Past

November 28, 1984 - February 8, 1985

MCCLENDON, MORRISON & PARTNERS, INC.

CRD#: 14684

Past

July 7, 1977 - December 16, 1977

GENEVE SECURITIES LTD.

CRD#: 3596

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAPLES MONEY MANAGEMENT LLC

CORDNER INVESTMENT ADVISORS | THE NAPLES MONEY MANAGERS | NAPLES MONEY MANAGEMENT LLC

CRD#: 153499 / SEC#: 801-71295

RIA

Registered Investment Advisory firm - (4/6/2010 Approved)

Vermont

Registered Investment Advisory firm - (3/9/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/4/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/19/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/27/2007

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 6/12/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 6

Date: 11/13/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 10/20/1988

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/29/1984

General Securities Principal Examination

Current Firm

NAPLES MONEY MANAGEMENT LLC

CORDNER INVESTMENT ADVISORS | THE NAPLES MONEY MANAGERS | NAPLES MONEY MANAGEMENT LLC

CRD#: 153499 / SEC#: 801-71295

RIA

Registered Investment Advisory firm - (4/6/2010 Approved)

Vermont

Registered Investment Advisory firm - (3/9/2015 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10001 Tamiami Trail North, Naples, FL 34108

Mailing Address

Phone number

(239) 261-4800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	498
AUM (Assets Under Management)	$ 157,797,662

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Timothy S. Oneil

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

UST FINANCIAL SERVICES CORP.

MCCLENDON, MORRISON & PARTNERS, INC.

MCCLENDON, MORRISON & PARTNERS, INC.

GENEVE SECURITIES LTD.

Primary Firm SEC Registration

NAPLES MONEY MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/4/2011

Series 66

Date: 6/19/2007

Series 7

Date: 6/27/2007

Series 31

Date: 6/12/2007

Series 6

Date: 11/13/1995

Series 4

Date: 10/20/1988

Series 24

Date: 6/29/1984

Current Firm

NAPLES MONEY MANAGEMENT LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAPLES MONEY MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors