MC
Milton H. Cohn
M HOLDINGS SECURITIES
Phoenix, AZ 85018
Some features on this profile are disabled
CRD#: 840000
MC
Professional summary
Milton Herbert Cohn JR, who also goes by Mike Cohn, is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Phoenix, Arizona.
Milton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Milton has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Cohn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Jogging Horse Hills, LLC; 13225 Bull Run Road, Prescott, AZ 86305; 1/1/2019; Manager; Horse boarding, Management of boarding facility ; Not Investment Related; 25 hours/month; 0 hours/month during business hours; Profits. 2) CB Retreat LLC; 4444 E Camelback Road #21, Phoenix AZ 85018; LLC; Not Investment Related; Manager; Managing vacation home; 9/1/2023; 5 hours per month; 5 hours during trading hours. 3) Phoenix Art Museum; 1625 N Central Avenue, Phoenix AZ 85005; Board of Directors; Not Investment-related; Board Member; attend board meetings, serve on education and community outreach committee; 4/01/2024; 5 hours per month; 5 hours per month during trading hours. 4) Cohn Financial Group; 5090 N. 40th Street, Ste 180, Phoenix AZ 85018; Consulting and insurance sales; Investment related; Marketer; Client services, marketing and marketing support; 12/07/2000; 150 hours per month; 150 hours per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Milton Herbert Cohn JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Milton Herbert Cohn JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 20, 2012 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 5090 N. 40th Street Suite 180, Phoenix, AZ 85018RIA
BD
CRD#: 43285
Phoenix, AZ
Current
December 7, 2000 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 5090 N. 40th Street Suite 180, Phoenix, AZ 85018RIA
BD
CRD#: 43285
Phoenix, AZ
Past
September 22, 1992 - December 8, 2000
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
May 5, 1989 - October 2, 1991
KAVANAUGH SECURITIES, INC.
BD
CRD#: 10606
DALLAS, TX
Past
July 8, 1977 - March 15, 1989
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/27/2020)
RR
Alaska(10/22/2024)
RR
Arizona(12/7/2000)
IAR
Arizona(11/20/2012)
RR
Arkansas(8/4/2022)
RR
California(12/7/2000)
RR
Colorado(1/21/2003)
RR
Connecticut(12/7/2000)
RR
Delaware(11/28/2017)
RR
District of Columbia(2/7/2012)
RR
Florida(12/7/2000)
RR
Georgia(12/7/2000)
RR
Hawaii(9/20/2007)
RR
Illinois(12/7/2000)
RR
Indiana(12/7/2000)
RR
Iowa(9/23/2011)
RR
Louisiana(11/22/2017)
RR
Maine(1/4/2013)
RR
Maryland(12/7/2000)
RR
Massachusetts(5/1/2012)
RR
Michigan(11/28/2017)
RR
Minnesota(12/7/2000)
RR
Missouri(12/7/2000)
RR
Nebraska(8/4/2022)
RR
Nevada(1/26/2004)
RR
New Jersey(3/17/2005)
RR
New York(12/7/2000)
RR
North Carolina(2/21/2008)
RR
North Dakota(12/7/2000)
RR
Ohio(3/17/2014)
RR
Oklahoma(12/7/2000)
RR
Oregon(6/1/2009)
RR
Pennsylvania(12/7/2000)
RR
Rhode Island(12/7/2000)
RR
South Carolina(3/11/2022)
RR
South Dakota(12/7/2000)
RR
Tennessee(10/23/2024)
RR
Texas(11/22/2017)
RR
Utah(12/7/2000)
RR
Vermont(10/22/2024)
RR
Virginia(5/1/2012)
RR
Washington(12/7/2000)
RR
Wisconsin(11/22/2017)
RR
Wyoming(5/9/2007)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 6/27/1977
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
