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John E Chenaille

CRD# 839942·Registered 1977 - 1999
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John E Chenaille was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1977 - 1999. John had worked at 5 firms and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

ANTAEUS CAPITAL, INC.·CRD# 627
BD
Los Angeles, CA
February 9, 1987 - April 9, 1999
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
November 16, 1981 - July 25, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
January 9, 1979 - December 20, 1981
LOEB PARTNERS·CRD# 7534
BD
January 18, 1978 - January 26, 1979
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED·CRD# 7394
BD
July 1, 1977 - January 18, 1978

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Current Firm

AC
ANTAEUS CAPITAL, INC.

ANTAEUS CAPITAL, INC. | OFTRING & COMPANY, INC.

CRD#: 627 / SEC#: 8-10863
BD
Terminated by SEC on 08/27/2013

Contact Information

Established

Massachusetts since 03/28/1962

Firm Type

Corporation

Fiscal Year End

June

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ANTAEUS HOLDINGS, INCOWNER—
MOYA, CESAR ALBERTFINOP2443199
MOYA, CESAR ALBERTPRESIDENT AND CEO2443199
MOYA, CESAR ALBERTCHIEF COMPLIANCE OFFICER2443199

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Jun 1977About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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