James A. Pabilonia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Americus Pabilonia, who also goes by James Americas Pabilonia, James L Pabilonia, James Leslie Pabilonia, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1977. James had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 1997 - April 27, 1998
NEXT ADVISORS INC.
October 9, 1996 - June 23, 1997
PRIMEX
December 18, 1995 - September 11, 1996
STRATEGIC ASSETS INC.
April 2, 1992 - January 17, 1996
BUTTONWOOD SECURITIES, INC.
May 18, 1990 - March 31, 1992
TITAN/VALUE EQUITIES GROUP, INC.
July 8, 1988 - May 18, 1990
JONATHAN ALAN & CO., INC.
November 2, 1987 - July 27, 1988
NORTH AMERICAN INVESTMENT CORP.
September 26, 1978 - November 6, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 1, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NEXT ADVISORS INC.
CRD#: 14612 / SEC#: , 8-30922
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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