DM
David D. Mcnally
MCNALLY FINANCIAL SERVICES
San Antonio, TX 78232
Some features on this profile are disabled
CRD#: 839798
DM
Professional summary
David Dorn Mcnally, CFP®, who also goes by Dave Mcnally, David D Mcnally, is a registered financial advisor currently at MCNALLY FINANCIAL SERVICES CORPORATION located in San Antonio, Texas.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. David has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 28, Series 4, Series 53, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dave Mcnally | David D Mcnally
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PRESIDENT OF MCNALLY FINANCIAL SERVICES CORPORATION. THIS IS AN NASD BROKER DEALER AND TEXAS GENERAL LINES INSURANCE AGENCY.
CRS (Client Relationship Summary) - RIA
Click below to view David Dorn Mcnally's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Dorn Mcnally's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
August 20, 2007 - Present
MCNALLY FINANCIAL SERVICES CORPORATION
Office #1: 16414 San Pedro Suite 930, San Antonio, TX 78232RIA
BD
CRD#: 121196
San Antonio, TX
Current
September 27, 2002 - Present
MCNALLY FINANCIAL SERVICES CORPORATION
Office #1: 16414 San Pedro Suite 930, San Antonio, TX 78232RIA
BD
CRD#: 121196
San Antonio, TX
Past
August 26, 2003 - December 10, 2003
TITLEIST CAPITAL, LLC
BD
CRD#: 126136
SAN ANTONIO, TX
Past
January 7, 2002 - November 19, 2002
WFG INVESTMENTS, INC.
BD
CRD#: 22704
DALLAS, TX
Past
August 3, 1999 - January 2, 2002
NBC FINANCIAL, INC.
BD
CRD#: 46087
SAN ANTONIO, TX
Past
March 25, 1993 - November 11, 1999
FROST BROKERAGE SERVICES, INC.
BD
CRD#: 17465
SAN ANTONIO, TX
Past
August 28, 1991 - February 19, 1993
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
BD
CRD#: 14229
NORTHRIDGE, CA
Past
March 12, 1990 - September 4, 1991
FIRST AFFILIATED SECURITIES
BD
CRD#: 23737
LA JOLLA, CA
Past
November 6, 1984 - March 17, 1990
PRINCIPAL FINANCIAL SECURITIES,INC.
BD
CRD#: 260
DALLAS, TX
Past
January 27, 1984 - November 30, 1984
MORGAN STANLEY DW INC.
BD
CRD#: 7556
Past
September 26, 1978 - November 18, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Past
July 5, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BD
CRD#: 572
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/5/2010)
RR
Alaska(2/4/2016)
RR
Arizona(3/17/2008)
RR
Arkansas(8/21/2012)
RR
California(2/26/2004)
IAR
California(11/9/2009)
RR
Colorado(4/21/2010)
RR
Connecticut(4/23/2007)
RR
Delaware(8/2/2022)
RR
District of Columbia(6/7/2010)
RR
Florida(9/14/2005)
IAR
Florida(3/4/2016)
RR
Georgia(2/23/2007)
RR
Hawaii(9/27/2010)
RR
Idaho(2/8/2013)
RR
Illinois(3/15/2023)
RR
Indiana(12/9/2019)
RR
Kansas(10/20/2015)
RR
Kentucky(4/12/2010)
RR
Louisiana(1/25/2016)
RR
Maryland(7/31/2007)
RR
Massachusetts(4/8/2010)
RR
Michigan(4/25/2011)
RR
Minnesota(8/24/2018)
RR
Mississippi(5/16/2008)
RR
Missouri(1/26/2011)
RR
Nebraska(4/28/2010)
RR
Nevada(9/18/2009)
IAR
Nevada(8/27/2014)
RR
New Jersey(12/10/2008)
RR
New Mexico(11/16/2009)
RR
New York(4/16/2007)
RR
North Carolina(5/7/2010)
RR
North Dakota(2/21/2019)
RR
Ohio(4/26/2018)
RR
Oklahoma(7/25/2013)
RR
Oregon(8/24/2007)
RR
Pennsylvania(5/5/2010)
RR
South Carolina(4/20/2010)
RR
Tennessee(1/27/2020)
RR
Texas(7/31/2002)
IAR
Texas(8/20/2007)
RR
Utah(9/19/2017)
RR
Virginia(8/18/2009)
RR
Washington(8/22/2008)
RR
West Virginia(4/22/2010)
RR
Wisconsin(12/26/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 11/30/2001
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 6/10/1986
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
MF
MCNALLY FINANCIAL SERVICES CORPORATION
MCNALLY FINANCIAL SERVICES CORPORATION
CRD#: 121196 / SEC#: , 8-65388
California
Registered Investment Advisory firm - SEC (11/9/2009 Approved)Florida
Registered Investment Advisory firm - SEC (3/4/2016 Approved)Nevada
Registered Investment Advisory firm - SEC (8/27/2014 Approved)North Carolina
Registered Investment Advisory firm - SEC (10/10/2022 Approved)Texas
Registered Investment Advisory firm - SEC (8/20/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
16414 San Pedro Suite 930, San Antonio, TX 78232-5185
Mailing Address
P.o. Box 701928, San Antonio, TX 78270-1928
Phone number
(210) 545-7080
Established
Texas since 04/11/2002
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
29
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCNALLY, DAVID DORN | CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER | 839798 |
Regulatory assets under management
| Total Number of Accounts | 142 |
| AUM (Assets Under Management) | $ 25,149,615 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
