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NC

Nancy P. Conger

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CRD#: 839785
NC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nancy Pearlstine Conger MRS., who also goes by Nancy Conger, Nancy Pearlstine Jennings Mrs., Nancy Lynn Pearlstine Miss, was a registered financial professional .

Nancy is a previously registered financial professional and started their career in finance in 2006. Nancy had worked at 2 firms and has passed the Series 7 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Nancy Conger | Nancy Pearlstine Jennings Mrs. | Nancy Lynn Pearlstine Miss

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TRUSTEE OF TRUST FOR MY SON'S DAUGHTER'S TRUST. TRUSTEE FOR A CHARITABLE LEAD TRUST. MANAGER OF A FAMILY LLC. TRUSTEE OF FAMILY FOUNDATION. I HAVE INVESTMENT RESPONSIBILITES FOR ALL OF THE ABOVE FAMILY ENTITIES

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 6, 2008 - June 10, 2022

RED HOOK MANAGEMENT

RIA
CRD#: 148237
MORRISTOWN, NJ
Past

June 21, 2006 - November 3, 2008

EZRAY INVESTMENT ADVISORS, INC.

RIA
CRD#: 140843
NEWFOUNDLAND, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 7
Date: 5/21/1977
General Securities Representative Examination

Current Firm


RH
RED HOOK MANAGEMENT
RED HOOK MANAGEMENT | RED HOOK WEALTH MANAGEMENT | RED HOOK MANAGEMENT LLC

CRD#: 148237 / SEC#: 801-69570

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Contact information


Main Address
65 Madison Avenue Suite 230, Morristown, NJ 07960
Mailing Address
Phone number
(973) 998-6345
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Part 2 Brochures

RED HOOK MANAGEMENT DISCLOSURE BROCHURE (3/10/2022)

Regulatory assets under management


Total Number of Accounts277
AUM (Assets Under Management)$ 420,699,422

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RED HOOK MANAGEMENT

CRD#: 148237

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