BB
Bradley G. Barnett
KPP ADVISORY SERVICES LLC
Louisville, KY 40222
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CRD#: 839777
BB
Professional summary
Bradley Graham Barnett, CFP® is a registered financial advisor currently at KPP ADVISORY SERVICES LLC located in Louisville, Kentucky and LPL FINANCIAL LLC located in Louisville, Kentucky.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Bradley has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 5, PC, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/20/2010 - Kentucky Planning Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
2. 2/12/2016 - Uber Inc - Not Investment Related - East End Louisville, KY - Outside/W-2 Employment - START 02/27/2016 - 16 Hours Per Month/0 Hours During Securities Trading - Driving.
3. 3/13/2017 - LYFT, Inc - Not Investment Related - Louisville and immediate vicinity - Outside/W-2 Employment - Driver - Started 03/01/2017 - 15 Hours Per Month/0 Hours During Securities Trading.
4. 11/2/2017 - KPP Advisory Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/02/2017 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through KPP Advisory Services LLC, an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
5. 8/3/2020 - Barnett Financial Planning, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 01/03/2011 - 0 Hours Per Month.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Graham Barnett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
October 5, 2017 - Present
KPP ADVISORY SERVICES LLC
Office #1: 9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222RIA
CRD#: 289507
Louisville, KY
Current
December 3, 2010 - Present
LPL FINANCIAL LLC
Office #1: 9300 Shelbyville Rd Ste. 1310, Louisville, KY 40222-5170RIA
BD
CRD#: 6413
LOUISVILLE, KY
Past
December 3, 2010 - February 27, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
October 5, 2009 - December 6, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LOUISVILLE, KY
Past
October 5, 2009 - December 6, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
LOUISVILLE, KY
Past
November 15, 2007 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
LOUISVILLE, KY
Past
November 12, 2007 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
LOUISVILLE, KY
Past
September 22, 2006 - November 19, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LOUISVILLE, KY
Past
March 8, 2006 - November 19, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LOUISVILLE, KY
Past
May 13, 1994 - March 8, 2006
ADVEST, INC.
BD
CRD#: 10
HARTFORD, CT
Past
July 31, 1993 - May 23, 1994
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
March 7, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
March 6, 1981 - March 7, 1988
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Past
January 31, 1980 - April 6, 1981
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
Past
June 1, 1977 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
BD
CRD#: 640
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KPP ADVISORY SERVICES LLC
DOWDY ROY FINANCIAL | ROI FINANCIAL | MONEY411 | KPPARTNERS ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES LLC
CRD#: 289507 / SEC#: 801-111709
RIA
Registered Investment Advisory firm - (9/15/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/3/2010)
RR
Indiana(12/3/2010)
RR
Kentucky(12/3/2010)
IAR
Kentucky(10/10/2017)
RR
Missouri(11/30/2012)
RR
New York(5/1/2017)
RR
North Carolina(1/13/2014)
RR
Ohio(10/6/2016)
RR
Pennsylvania(12/3/2010)
RR
South Carolina(2/25/2021)
RR
Texas(2/24/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 11/16/1981
Interest Rate Options ExaminationGeneral Industry/Product Exam
RR
PC
Date: 6/28/1977
AMEX Put and Call ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 5/8/1987
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
KA
KPP ADVISORY SERVICES LLC
DOWDY ROY FINANCIAL | ROI FINANCIAL | MONEY411 | KPPARTNERS ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES LLC
CRD#: 289507 / SEC#: 801-111709
RIA
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Contact information
Main Address
9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222
Mailing Address
Phone number
(502) 394-0400
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,405 |
| AUM (Assets Under Management) | $ 874,251,636 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KPP ADVISORY SERVICES LLC
CRD#: 289507Louisville, KY 40222TRUST BUT VERIFY
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