Samuel M. Davidoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Michael Davidoff, who also goes by Michael S Davidoff, Michael Davidoff, S Michael Davidoff, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1977. Samuel had worked at 8 firms and has passed the Series 63 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2005 - March 27, 2012
SUMMIT BROKERAGE SERVICES, INC.
January 2, 2001 - June 20, 2005
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 3, 2000 - January 2, 2001
JWGENESIS SECURITIES, INC.
January 1, 1995 - December 31, 1999
FIRST POTOMAC INVESTMENT SERVICES, INC.
May 5, 1989 - December 31, 1992
FIRST POTOMAC INVESTMENT SERVICES, INC.
September 12, 1984 - December 15, 1987
FIRST POTOMAC SECURITIES CORPORATION
January 19, 1983 - August 20, 1984
LARA, SHULL & MAY, LTD
June 18, 1980 - January 31, 1983
VOSS & CO., INC.
July 1, 1977 - June 17, 1978
G. A. KLIGMAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 6/28/1977
Registered Principal ExaminationCurrent Firm
SUMMIT BROKERAGE SERVICES, INC.
CRD#: 34643 / SEC#: , 8-46310
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUMMIT FINANCIAL SERVICES GROUP, INC. | HOLDING COMPANY FOR APPLICANT | |
| BONNEAU, CATHERINE MCCORMACK | CHIEF OPERATING OFFICER | 2899706 |
| FRAM, FREDERICK GORDON | CHIEF COMPLIANCE OFFICER AND SECRETARY | 1701062 |
| HARRISON, BRETT LAMAR | DIRECTOR | 4032238 |
| JACOBS, STEVEN CRAIG | VICE PRESIDENT AND PRINCIPAL FINANCIAL OFFICER | 1676431 |
| KESTERSON, BARBARA JO | PRINCIPAL OPERATIONS OFFICER | 2747533 |
| LEEDS, MARSHALL TODD | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | 1014569 |
| NEARY, JOSEPH DANIEL | MANAGER | 2993505 |
| OLSON, GREGORY ALAN | ASSISTANT SECRETARY | 2692482 |
| SHELSON, MARK PAUL | TREASURER | 1819252 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
