John C. Ollquist

EXCHANGE PLACE ADVISORS

Canton, MA 02021

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CRD#: 839716

Professional summary

John Christopher Ollquist is a registered financial advisor currently at EXCHANGE PLACE ADVISORS, LLC located in Canton, Massachusetts.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. John has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 5, Series 7 and PC exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christopher Ollquist's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2004 - Present

EXCHANGE PLACE ADVISORS, LLC

Office #1: 575 Washington Street 2c, Canton, MA 02021

RIA

CRD#: 125240

Canton, MA

Past

May 8, 2003 - March 8, 2004

EXCHANGE PLACE ADVISORS, LLC

RIA

CRD#: 125240

SUDBURY, MA

Past

July 29, 1987 - October 23, 1995

LEHMAN GOVERNMENT SECURITIES INC.

CRD#: 19655

Past

June 26, 1984 - June 5, 1997

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

June 12, 1980 - July 18, 1994

LEHMAN SPECIAL SECURITIES INC.

CRD#: 7242

Past

February 22, 1978 - June 27, 1984

LEHMAN BROTHERS KUHN LOEB INCORPORATED

CRD#: 7555

Past

July 1, 1977 - February 22, 1978

LEHMAN BROTHERS INCORPORATED

CRD#: 514

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EXCHANGE PLACE ADVISORS, LLC

CRD#: 125240 / SEC#: 801-63511

RIA

Registered Investment Advisory firm - (9/16/2004 Approved)

Massachusetts

Registered Investment Advisory firm - (9/28/2004 Terminated)

Texas

Registered Investment Advisory firm - (9/28/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/15/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/15/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/8/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 2/11/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 5

Date: 11/16/1984

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 6/18/1977

General Securities Representative Examination

General Industry/Product Exam

PC

Date: 6/1/1977

AMEX Put and Call Exam

Current Firm

EXCHANGE PLACE ADVISORS, LLC

CRD#: 125240 / SEC#: 801-63511

RIA

Registered Investment Advisory firm - (9/16/2004 Approved)

Massachusetts

Registered Investment Advisory firm - (9/28/2004 Terminated)

Texas

Registered Investment Advisory firm - (9/28/2004 Terminated)

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Contact information

Main Address

121 Boston Post Road Unit 6, Sudbury, MA 01776

Mailing Address

Phone number

(978) 443-4405

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EXCHANGE PLACE ADVISORS, LLC DISCLOSURE BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	718
AUM (Assets Under Management)	$ 354,041,953

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John C. Ollquist

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christopher Ollquist's CRS (Customer Relationship Summary).

Certified licenses

Experience

EXCHANGE PLACE ADVISORS, LLC

LEHMAN GOVERNMENT SECURITIES INC.

LEHMAN BROTHERS INC.

LEHMAN SPECIAL SECURITIES INC.

LEHMAN BROTHERS KUHN LOEB INCORPORATED

LEHMAN BROTHERS INCORPORATED

Primary Firm SEC Registration

EXCHANGE PLACE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/15/2002

Series 63

Date: 5/8/1984

Series 3

Date: 2/11/1985

Series 5

Date: 11/16/1984

Series 7

Date: 6/18/1977

PC

Date: 6/1/1977

Current Firm

EXCHANGE PLACE ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EXCHANGE PLACE ADVISORS, LLC

TRUST BUT VERIFY

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