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JJ

Joseph Jenkins

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CRD#: 839711
JJ

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Jenkins JR was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 1977. Joseph had worked at 15 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 11, 1989 - April 10, 1990

WELLSHIRE SECURITIES, INC.

BD
CRD#: 17939
Past

February 24, 1989 - June 3, 1989

MOSTEL & TAYLOR SECURITIES INC.

BD
CRD#: 10359
Past

January 5, 1989 - February 7, 1989

VANDERBILT SECURITIES, INC.

BD
CRD#: 14280
Past

June 21, 1988 - October 20, 1988

GREELEY SECURITIES, INC.

BD
CRD#: 7738
Past

October 1, 1986 - October 19, 1987

MOORE & SCHLEY, CAMERON & CO.

BD
CRD#: 6917
Past

January 16, 1986 - March 31, 1986

ITEC SECURITIES CORPORATION

BD
CRD#: 13931
Past

August 26, 1985 - January 24, 1986

TRADESTAR INVESTMENTS,INC.

BD
CRD#: 14565
Past

May 8, 1985 - May 15, 1985

KUHNS BROTHERS & LAIDLAW, INC.

BD
CRD#: 1481
Past

March 21, 1985 - April 19, 1985

ROONEY, PACE INC.

BD
CRD#: 6218
Past

July 30, 1984 - March 8, 1985

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323
Past

March 28, 1984 - August 6, 1984

D. H. BLAIR & CO., INC.

BD
CRD#: 6833
Past

October 4, 1982 - March 19, 1984

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

April 20, 1979 - September 21, 1982

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
Past

February 22, 1978 - May 2, 1979

LEHMAN BROTHERS KUHN LOEB INCORPORATED

BD
CRD#: 7555
Past

July 5, 1977 - February 22, 1978

LEHMAN BROTHERS INCORPORATED

BD
CRD#: 514

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 6/20/1979
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


WS
WELLSHIRE SECURITIES, INC.
U R FINANCIAL, INC. | WELLSHIRE SECURITIES, INC.

CRD#: 17939 / SEC#: , 8-35938

BD
Cancelled by FINRA on 05/11/1990
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Contact information


Main Address
Mailing Address
Phone number
Established
Florida since 12/05/1985
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WELLSHIRE SECURITIES, INC.

CRD#: 17939

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