Susanne Vindekilde
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susanne Vindekilde, who also goes by Susanne Goodwin, was a registered financial professional .
Susanne is a previously registered financial professional and started their career in finance in 1977. Susanne had worked at 5 firms and has passed the Series 63, Series 3, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 1999 - December 19, 2007
BLOOMBERG TRADEBOOK LLC
December 22, 1980 - March 18, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 10, 1978 - March 1, 1979
PERSHING LLC
February 24, 1978 - March 10, 1978
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
July 1, 1977 - February 24, 1978
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 1/26/1983
Interest Rate Options ExaminationCurrent Firm
BLOOMBERG TRADEBOOK LLC
CRD#: 40881 / SEC#: , 8-49219
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 9 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
