Edward J. Macuch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward John Macuch JR, who also goes by Ted Macuch, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1977. Edward had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2013 - December 31, 2015
RAYMOND JAMES & ASSOCIATES, INC.
February 13, 2013 - December 31, 2015
RAYMOND JAMES & ASSOCIATES, INC.
November 30, 2009 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
November 20, 2009 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
March 23, 2006 - December 15, 2009
SCOTT & STRINGFELLOW, LLC
March 13, 2006 - December 15, 2009
SCOTT & STRINGFELLOW, LLC
June 10, 2005 - March 28, 2006
AMERIPRISE ADVISOR SERVICES, INC.
June 10, 2005 - March 28, 2006
AMERIPRISE ADVISOR SERVICES, INC.
February 25, 2003 - June 13, 2005
WELLS FARGO CLEARING SERVICES, LLC
June 15, 2002 - June 13, 2005
WELLS FARGO CLEARING SERVICES, LLC
October 14, 1988 - June 15, 2002
WACHOVIA SECURITIES, INC.
December 11, 1985 - October 14, 1988
JOHNSON, LANE, SPACE, SMITH & CO., INC.
October 1, 1982 - December 12, 1985
WILLIAM BLAIR
July 1, 1977 - September 10, 1982
J.C. BRADFORD & CO.
Primary Firm SEC Registration
RAYMOND JAMES & ASSOCIATES, INC.
CRD#: 705 / SEC#: 801-10418, 8-10999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES & ASSOCIATES, INC.
CRD#: 705 / SEC#: 801-10418, 8-10999
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | HOLDING COMPANY | |
| BARKO, SHAWN JOSEPH | CHIEF COMPLIANCE OFFICER | 2690394 |
| BUNN, JAMES EDWARD | DIRECTOR | 3130320 |
| CURTIS, SCOTT | DIRECTOR | 1707935 |
| DELEON, ALLYSSA NICOLE | PRINCIPAL FINANCIAL OFFICER / FINOP | 6902665 |
| ELWYN, TASHTEGO SPRING | PRESIDENT - CHIEF EXECUTIVE OFFICER DIRECTOR | 2319098 |
| MARTIN, PHILIP ROGER | RIA CHIEF COMPLIANCE OFFICER | 2613565 |
| RUST, KEITH G | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 5915636 |
| SANTELLI, JONATHAN | GENERAL COUNSEL / SECRETARY | 6306997 |
| SICKLING, JAMES PHILIP | DIRECTOR | 1240810 |
Regulatory assets under management
| Total Number of Accounts | 1,070,028 |
| AUM (Assets Under Management) | $ 433,814,330,581 |
Disclosures
| Regulatory Event | 181 |
| Arbitration | 72 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
