Gary V. Sagui
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Vincent Sagui was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1977. Gary had worked at 4 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2010 - November 9, 2012
TEMPLAR SECURITIES, LLC
May 23, 1983 - June 26, 1989
KIDDER, PEABODY & CO. INCORPORATED
January 31, 1980 - May 18, 1982
UBS FINANCIAL SERVICES INC.
July 1, 1977 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TEMPLAR SECURITIES, LLC
CRD#: 148255 / SEC#: , 8-67994
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DICKEY, ROBERT STUART | MEMBER | |
| HEINE, ROBERT MATTHEW | MEMBER | 603114 |
| GARY SAGUI REVOCABLE TRUST | MEMBER | |
| SAGUI, MATTHEW QUENTIN | MEMBER | |
| JANE SAGUI ONE NINE NINE NINE IREVOCABLE TRUST | MEMBER | |
| MAUREEN SAGUI REVOCABLE TRUST | MEMBER | |
| SAGUI, GARY VINCENT | MANAGING MEMBER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
