Paul R. Martel

YHB INVESTMENT ADVISORS

WEST HARTFORD, CT 06107

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CRD#: 839466

Professional summary

Paul Roger Martel is a registered financial advisor currently at YHB INVESTMENT ADVISORS INC located in West Hartford, Connecticut.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Paul has worked at 11 firms and has passed the Series 65, Series 63, Series 62, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

YHB RETIREMENT SERVICES, LLC 29 SOUTH MAIN STREET, SUITE 306 WEST HARTFORD, CT 06107 INVESTMENT RELATED BUSINESS VICE PRESIDENT AND OWNER SINCE 3/98 # OF HOURS PER MONTH: 5 BOARD OF DIRECTORS AND QUALIFIED PLAN CONSULTING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Roger Martel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 1990 - Present

YHB INVESTMENT ADVISORS INC

Office #1: 29 South Main Street, Suite 306, West Hartford, CT 06107

RIA

CRD#: 105434

WEST HARTFORD, CT

Past

January 16, 2008 - January 22, 2009

PASI INVESTMENTS, LLC

RIA

CRD#: 145640

FARMINGTON, CT

Past

March 3, 2006 - December 31, 2007

YHB RETIREMENT SERVICES, LLC

RIA

CRD#: 129249

WEST HARTFORD, CT

Past

January 2, 1996 - March 18, 1997

ROOSEVELT & CROSS, INCORPORATED

CRD#: 6964

NEW YORK, NY

Past

May 12, 1992 - January 9, 1996

U.S. SECURITIES, INC.

CRD#: 14289

HARTFORD, CT

Past

November 17, 1989 - May 12, 1992

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

May 1, 1982 - November 16, 1989

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

October 27, 1980 - March 12, 1982

TUCKER ANTHONY INCORPORATED

CRD#: 837

Past

January 31, 1980 - November 7, 1980

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

January 2, 1980 - January 31, 1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

Past

July 1, 1977 - January 31, 1980

BLYTH EASTMAN DILLON & CO. INCORPORATED

CRD#: 6361

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

YHB INVESTMENT ADVISORS INC

CRD#: 105434 / SEC#: 801-35916

RIA

Registered Investment Advisory firm - (1/26/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(3/23/1990)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/30/1989

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/16/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 62

Date: 7/12/1988

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 7

Date: 6/18/1977

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/8/1988

General Securities Principal Examination

Current Firm

YHB INVESTMENT ADVISORS INC

CRD#: 105434 / SEC#: 801-35916

RIA

Registered Investment Advisory firm - (1/26/1990 Approved)

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Contact information

Main Address

29 South Main Street Suite 306, West Hartford, CT 06107-2417

Mailing Address

Phone number

(860) 561-7050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts	2,864
AUM (Assets Under Management)	$ 1,989,951,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
02/29/2024	Cover Page	Report
03/29/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Paul R. Martel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Roger Martel's CRS (Customer Relationship Summary).

Certified licenses

Experience

PASI INVESTMENTS, LLC

YHB RETIREMENT SERVICES, LLC

ROOSEVELT & CROSS, INCORPORATED

U.S. SECURITIES, INC.

MONY SECURITIES CORPORATION

LINCOLN FINANCIAL DISTRIBUTORS, INC.

TUCKER ANTHONY INCORPORATED

UBS FINANCIAL SERVICES INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

BLYTH EASTMAN DILLON & CO. INCORPORATED

Primary Firm SEC Registration

YHB INVESTMENT ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/30/1989

Series 63

Date: 9/16/1986

Series 62

Date: 7/12/1988

Series 7

Date: 6/18/1977

Series 24

Date: 4/8/1988

Current Firm

YHB INVESTMENT ADVISORS INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

YHB INVESTMENT ADVISORS INC

TRUST BUT VERIFY

Contact information

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