Gregory J. Potzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory James Potzer was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1977. Gregory had worked at 6 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 1992 - December 14, 1993
CHRISTIAN FINANCIAL SERVICES LLC
November 20, 1989 - March 27, 1990
A. T. BROD & CO. INC.
November 10, 1978 - April 18, 1989
NTB FINANCIAL CORPORATION
May 28, 1978 - December 6, 1978
AMERICAN WESTERN SECURITIES, INC.
November 1, 1977 - May 28, 1978
AMERICAN WESTERN SECURITIES, INC.
July 1, 1977 - November 28, 1977
PITTMAN & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHRISTIAN FINANCIAL SERVICES LLC
CRD#: 15357 / SEC#: , 8-32070
Contact information
FINRA licenses (1 States and Territories)
Red Flags
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