Steven A. Ludsin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Alan Ludsin was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1977. Steven had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2012 - September 25, 2015
BRILL SECURITIES, INC.
August 13, 2007 - May 8, 2012
MSI FINANCIAL SERVICES, INC.
December 23, 1988 - October 29, 2001
BRILL SECURITIES, INC.
March 4, 1985 - February 18, 1987
BEDROK SECURITIES LLC
June 28, 1984 - October 19, 1984
EHRLICH-BOBER & CO., INC.
January 21, 1982 - August 3, 1983
DREXEL BURNHAM LAMBERT INCORPORATED
January 22, 1981 - November 15, 1981
LADENBURG THALMANN & CO. INC.
July 1, 1977 - December 19, 1980
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRILL SECURITIES, INC.
CRD#: 18565 / SEC#: 801-61275, 8-36654
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
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