Robert F. Burns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Francis Burns, who also goes by Bob Burns, Bobby Burns, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1977. Robert had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 1992 - July 26, 1996
CHARLOTTE S. COHEN & COMPANY, INC.
June 17, 1992 - August 20, 1992
POWELL & SATTERFIELD, INC.
September 30, 1989 - June 18, 1992
ADVEST, INC.
December 24, 1984 - September 30, 1989
NEWHARD, COOK & CO. INCORPORATED
February 22, 1982 - January 17, 1985
MORGAN STANLEY DW INC.
September 19, 1981 - January 26, 1982
THOMSON MCKINNON SECURITIES INC.
July 1, 1977 - November 25, 1977
R. ROWLAND & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHARLOTTE S. COHEN & COMPANY, INC.
CRD#: 6401 / SEC#: , 8-17342
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
