David H. Cunningham

WESTBOURNE INVESTMENT ADVISORS

ANNAPOLIS, MD 21403

Some features on this profile are disabled

CRD#: 839378

Professional summary

David Hammond Cunningham is a registered financial advisor currently at WESTBOURNE INVESTMENT ADVISORS INC. located in Annapolis, Maryland.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. David has worked at 9 firms and has passed the Series 65, Series 63, Series 18, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Hammond Cunningham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2009 - Present

WESTBOURNE INVESTMENT ADVISORS INC.

Office #1: 410 Severn Avenue Ste 409, Annapolis, MD 21403

RIA

CRD#: 144571

ANNAPOLIS, MD

Past

August 24, 2012 - February 5, 2013

CUNNINGHAM CAPITAL MANAGEMENT, LLC

RIA

CRD#: 160488

ARLINGTON, VA

Past

January 17, 1997 - July 30, 2007

FOXHALL CAPITAL MANAGEMENT, INC.

RIA

CRD#: 104866

ALEXANDRIA, VA

Past

March 1, 1990 - August 2, 1990

WASHINGTON BROKERAGE SERVICES, INC.

CRD#: 17822

Past

February 8, 1988 - November 29, 1988

HERITAGE FINANCIAL INVESTMENTS CORPORATION

CRD#: 15767

Past

August 16, 1985 - December 3, 1987

FERRIS, BAKER WATTS, LLC

CRD#: 285

Past

March 16, 1981 - August 7, 1985

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

Past

January 20, 1978 - August 10, 1978

LOEB PARTNERS

CRD#: 7534

Past

July 1, 1977 - January 20, 1978

HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED

CRD#: 7394

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTBOURNE INVESTMENT ADVISORS INC.

CRD#: 144571 / SEC#: 801-68167

RIA

Registered Investment Advisory firm - (7/19/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

District of Columbia
(4/28/2009)

IAR

Maryland
(4/2/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/31/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/3/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 18

Date: 5/16/1981

Securities Industry Rules and Regulations Examination

General Industry/Product Exam

Series 7

Date: 6/18/1977

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/24/1990

General Securities Principal Examination

Current Firm

WESTBOURNE INVESTMENT ADVISORS INC.

CRD#: 144571 / SEC#: 801-68167

RIA

Registered Investment Advisory firm - (7/19/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

410 Severn Avenue Ste 409, Annapolis, MD 21403

Mailing Address

Phone number

(301) 656-9035

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTBOURNE INVESTMENT ADVISORS, INC. PART 2A OF FORM ADV (2/14/2025)

Regulatory assets under management

Total Number of Accounts	420
AUM (Assets Under Management)	$ 359,090,832

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Sechler

ALLSTATE FINANCIAL SERVICES, LLC

LINCOLN, NE

Daniel Conklin

HUNTER STREET INVESTMENT ADVISORS LLC

IAR

Apex, NC

Philip Meese

AE WEALTH MANAGEMENT, LLC

IAR

Darien, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David H. Cunningham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Hammond Cunningham's CRS (Customer Relationship Summary).

Certified licenses

Experience

CUNNINGHAM CAPITAL MANAGEMENT, LLC

FOXHALL CAPITAL MANAGEMENT, INC.

WASHINGTON BROKERAGE SERVICES, INC.

HERITAGE FINANCIAL INVESTMENTS CORPORATION

FERRIS, BAKER WATTS, LLC

THOMSON MCKINNON SECURITIES INC.

LOEB PARTNERS

HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED

Primary Firm SEC Registration

WESTBOURNE INVESTMENT ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/31/1991

Series 63

Date: 12/3/1983

Series 18

Date: 5/16/1981

Series 7

Date: 6/18/1977

Series 24

Date: 1/24/1990

Current Firm

WESTBOURNE INVESTMENT ADVISORS INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTBOURNE INVESTMENT ADVISORS INC.

TRUST BUT VERIFY

Similar Advisors