Norman Weaver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman Weaver JR was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1977. Norman had worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2016 - December 31, 2018
PACIFIC POINT ADVISORS, LLC
July 24, 2015 - October 24, 2016
UBS FINANCIAL SERVICES INC.
July 24, 2015 - October 24, 2016
UBS FINANCIAL SERVICES INC.
May 24, 2001 - July 28, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
August 25, 1986 - December 24, 1986
AMERICAN EXPRESS FINANCIAL ADVISORS JAPAN, INC.
June 27, 1977 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
June 27, 1977 - July 3, 2006
IDS LIFE INSURANCE COMPANY
June 27, 1977 - July 28, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/20/1977
Registered Representative ExaminationCurrent Firm
PACIFIC POINT ADVISORS, LLC
CRD#: 283095 / SEC#: 801-108222
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
