Eric C. Lehto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Christopher Lehto, who also goes by Eric Christophe Lehto, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1977. Eric had worked at 10 firms and has passed the Series 63, Series 3, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 1990 - November 1, 1990
JW GENESIS CLEARING CORP.
September 4, 1990 - September 12, 1990
WELLS FARGO CLEARING SERVICES, LLC
January 2, 1990 - September 4, 1990
PRESCOTT, BALL & TURBEN, INC.
October 20, 1989 - January 2, 1990
GULFSTREAM FINANCIAL ASSOCIATES, INC.
July 14, 1988 - September 27, 1989
MORGAN STANLEY DW INC.
June 3, 1988 - July 12, 1988
DEAN, JOHNSON & BURKE SECURITIES, INC.
April 19, 1988 - May 5, 1988
THE DAVID-MAXWELL COMPANY, INC.
July 21, 1986 - November 16, 1987
LEHMAN BROTHERS INC.
March 26, 1979 - August 12, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 1, 1977 - May 21, 1979
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/19/1981
Interest Rate Options ExaminationCurrent Firm
JW GENESIS CLEARING CORP.
CRD#: 6631 / SEC#: , 8-17907
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 4 |
Red Flags
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