Daniel L. Briner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Lee Briner, who also goes by Daniel L Briner, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1977. Daniel had worked at 8 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2004 - December 31, 2011
FORTUNE FINANCIAL SERVICES, INC.
March 22, 1990 - November 9, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 22, 1990 - November 9, 2004
OSAIC FA, INC.
November 19, 1989 - April 24, 1990
OSAIC WEALTH, INC.
September 15, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
June 27, 1977 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
June 27, 1977 - September 28, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
June 27, 1977 - October 20, 1987
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/20/1977
Registered Representative ExaminationCurrent Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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