Isidro Huerta
Professional Summary
Isidro Huerta, who also goes by Isidro Genovevo Huerta, is a registered financial advisor currently at KOVACK SECURITIES INC. located in Coral Gables, Florida. Isidro is registered as a RR (Registered Representative) and started their career in finance in 1977. Isidro has worked at 7 firms and has passed the Series 6TO, Series 22TO, SIE and Series 1 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Isidro Genovevo Huerta
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
49 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
KOVACK SECURITIES INC. | RK ADVISORS, INC. | RK ADVISORS
Contact Information
Main Address
6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308Mailing Address
6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308Phone Number
(954) 782-4771Established
Florida since 04/22/1997Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
5Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/31/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 22TO — Direct Participation Programs Representative Examination
Passed Jan 2023About the Series 22TO examSeries 1 — Registered Representative Examination
Passed Jun 1977SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Isidro Huerta's CRS (Customer Relationship Summary).
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