Eric M. Weitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Martin Weitz was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1977. Eric had worked at 8 firms and has passed the Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 1988 - July 16, 1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 19, 1988 - July 16, 1992
SIGNATOR INVESTORS, INC.
January 6, 1988 - May 17, 1988
VP DISTRIBUTORS LLC
March 21, 1986 - January 20, 1987
KIDDER, PEABODY & CO. INCORPORATED
October 1, 1985 - February 7, 1986
GRUNTAL & CO., L.L.C.
July 15, 1985 - October 1, 1985
JII SECURITIES INC.
May 22, 1979 - April 6, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 20, 1977 - June 10, 1979
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/27/1977
Registered Representative ExaminationCurrent Firm
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
CRD#: 5181 / SEC#: , 8-15661
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
