Gail F. Aird
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gail Frances Aird, who also goes by Gail Frances Capper, was a registered financial professional .
Gail is a previously registered financial professional and started their career in finance in 1977. Gail had worked at 3 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 1990 - June 17, 1991
INVESTMENT ADVISORS & CONSULTANTS, INC.
October 23, 1989 - February 28, 1990
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
June 20, 1979 - October 4, 1989
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
June 16, 1977 - June 7, 1979
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/13/1977
Registered Representative ExaminationCurrent Firm
INVESTMENT ADVISORS & CONSULTANTS, INC.
CRD#: 7996 / SEC#: , 8-23962
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
