Elise P. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elise P Clark, who also goes by Elise Pellissier Clark, Elise Joanne Pellissier, Elise Pellissier, was a registered financial professional .
Elise is a previously registered financial professional and started their career in finance in 1977. Elise had worked at 6 firms and has passed the Series 63, Series 7, Series 1, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 1989 - March 16, 1990
PAGE MILL SECURITIES INCORPORATED
June 10, 1988 - August 1, 1989
PRAKTEK SECURITIES CORPORATION
August 21, 1985 - March 22, 1988
CERTIFIED EQUITIES INCORPORATED
October 5, 1984 - March 4, 1985
PRUDENTIAL EQUITY GROUP, LLC
July 28, 1983 - August 7, 1984
LEHMAN BROTHERS INC.
June 14, 1977 - March 10, 1982
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/6/1977
Registered Representative ExaminationCurrent Firm
PAGE MILL SECURITIES INCORPORATED
CRD#: 23563 / SEC#: , 8-40552
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
