DB
Donald A. Burnham
NORTHEAST PLANNING ASSOCIATES
BEDFORD, NH 03110
CRD#: 838833
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DB
Donald Arthur BurnhamNORTHEAST PLANNING ASSOCIATES
Professional summary
Donald Arthur Burnham, who also goes by Donald A Burnham, is a registered financial advisor currently at NORTHEAST PLANNING ASSOCIATES, INC. located in Bedford, New Hampshire.
Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Donald has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 51 and Series 40 exams.
At a Glance
Always Fiduciary
Aliases
Donald A Burnham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Donald Arthur Burnham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 29, 2004 - Present
NORTHEAST PLANNING ASSOCIATES, INC.
Office #1: 43 Constitution Drive Suite 201, Bedford, NH 03110RIA
CRD#: 131406
BEDFORD, NH
Past
July 27, 2007 - December 31, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
BEDFORD, NH
Past
July 19, 2007 - December 31, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
BEDFORD, NH
Past
November 10, 2003 - December 14, 2007
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BEDFORD, NH
Past
May 20, 2002 - November 12, 2003
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Past
May 24, 1995 - May 3, 2002
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
June 14, 1977 - May 18, 1995
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NP
NORTHEAST PLANNING ASSOCIATES, INC.
ACADIA WEALTH PLANNING | TAMAGNI WEALTH ADVISORS | PROVISION WEALTH PLANNING | OLIVE TREE WEALTH | NPA WEALTH MANAGEMENT | NORTHEAST PLANNING ASSOCIATES, INC. | NEWBURYPORT PLANNING | MAINE WEALTH PLANNING | HERITAGE WEALTH PLANNING | EVERGREEN STRATEGIC PARTNERS
CRD#: 131406 / SEC#: 801-110475
RIA
Registered Investment Advisory firm - (4/28/2017 Approved)Arizona
Registered Investment Advisory firm - (11/21/2016 Terminated)California
Registered Investment Advisory firm - (11/24/2007 Terminated)Connecticut
Registered Investment Advisory firm - (9/15/2015 Terminated)Maine
Registered Investment Advisory firm - (6/7/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (5/4/2017 Terminated)Missouri
Registered Investment Advisory firm - (10/25/2007 Terminated)New Hampshire
Registered Investment Advisory firm - (7/17/2017 Terminated)New Jersey
Registered Investment Advisory firm - (11/21/2016 Terminated)Ohio
Registered Investment Advisory firm - (12/2/2014 Terminated)Texas
Registered Investment Advisory firm - (5/4/2017 Terminated)Vermont
Registered Investment Advisory firm - (7/18/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Hampshire(7/29/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 40
Date: 6/4/1977
Registered Principal ExaminationCurrent Firm
NP
NORTHEAST PLANNING ASSOCIATES, INC.
ACADIA WEALTH PLANNING | TAMAGNI WEALTH ADVISORS | PROVISION WEALTH PLANNING | OLIVE TREE WEALTH | NPA WEALTH MANAGEMENT | NORTHEAST PLANNING ASSOCIATES, INC. | NEWBURYPORT PLANNING | MAINE WEALTH PLANNING | HERITAGE WEALTH PLANNING | EVERGREEN STRATEGIC PARTNERS
CRD#: 131406 / SEC#: 801-110475
RIA
Registered Investment Advisory firm - (4/28/2017 Approved)Arizona
Registered Investment Advisory firm - (11/21/2016 Terminated)California
Registered Investment Advisory firm - (11/24/2007 Terminated)Connecticut
Registered Investment Advisory firm - (9/15/2015 Terminated)Maine
Registered Investment Advisory firm - (6/7/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (5/4/2017 Terminated)Missouri
Registered Investment Advisory firm - (10/25/2007 Terminated)New Hampshire
Registered Investment Advisory firm - (7/17/2017 Terminated)New Jersey
Registered Investment Advisory firm - (11/21/2016 Terminated)Ohio
Registered Investment Advisory firm - (12/2/2014 Terminated)Texas
Registered Investment Advisory firm - (5/4/2017 Terminated)Vermont
Registered Investment Advisory firm - (7/18/2017 Terminated)Loading...
Contact information
Main Address
43 Constitution Drive, Bedford, NH 03110
Mailing Address
Phone number
(603) 471-0900
Established
Firm type
Fiscal year end
# of Employees
131
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,467 |
| AUM (Assets Under Management) | $ 327,668,966 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
