Linda M. Opfer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Marie Opfer, who also goes by Linda Marie Newton, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1977. Linda had worked at 4 firms and has passed the Series 40 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 1992 - October 16, 1992
FLEMMING, ANDERSON, COHEN & LEE, INC.
June 25, 1990 - November 20, 1990
PRIVATE INVESTORS CARTEL, LTD.
May 4, 1987 - June 21, 1988
RICHFIELD SECURITIES, INC.
June 8, 1977 - May 7, 1985
MOUNTAIN PACIFIC INVESTMENT CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 5/27/1977
Registered Principal ExaminationCurrent Firm
FLEMMING, ANDERSON, COHEN & LEE, INC.
CRD#: 23121 / SEC#: , 8-40210
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
