David P. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Paul Anderson, who also goes by David Paul Anderson Jr, David Paul Anderson Jr., David Paul Anderson, Paul Anderson Jr, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1977. David had worked at 20 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2013 - October 25, 2013
ROYAL ADVISORS, LLC
May 16, 2013 - October 25, 2013
ROYAL SECURITIES COMPANY
November 30, 2009 - September 26, 2011
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
July 21, 2008 - August 12, 2009
U.S. SELECT SECURITIES LLC
June 21, 2007 - June 9, 2008
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
October 11, 2004 - May 21, 2007
OLD MUTUAL INVESTMENT PARTNERS
June 7, 2004 - October 22, 2004
COMERICA SECURITIES
March 3, 2004 - October 22, 2004
COMERICA SECURITIES
January 1, 2004 - April 12, 2004
VOYA FINANCIAL ADVISORS, INC.
February 13, 2003 - January 1, 2004
LOCUST STREET SECURITIES, INC.
September 18, 2000 - October 28, 2002
CAPITAL BROKERAGE CORPORATION
May 8, 1997 - June 29, 2000
DELAWARE DISTRIBUTORS, L.P.
November 8, 1993 - May 14, 1997
GT GLOBAL, INC.
June 25, 1992 - October 1, 1993
RONEY & CO. L.L.C.
February 4, 1992 - July 17, 1992
WELLS FARGO CLEARING SERVICES, LLC
April 5, 1989 - February 5, 1992
AMERICAN CAPITAL MARKETING, INC.
March 25, 1988 - October 15, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
October 11, 1983 - March 29, 1988
KEMPER FINANCIAL SERVICES, INC.
January 30, 1981 - December 23, 1981
ALMSTEDT BROTHERS, INC.
September 26, 1978 - February 15, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROYAL ADVISORS, LLC
CRD#: 145006 / SEC#: 801-71049
Contact information
Red Flags
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