Willard B. Saperston
Professional summary
Willard Basch Saperston, AIF®, who also goes by Willard B Saperston, is a registered financial advisor currently at BRIGHTON SECURITIES CORP. located in Hamburg, New York and SAPERSTON LEGACY ADVISORS, INC. located in Sarasota, Florida.
Willard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Willard has worked at 11 firms and has passed the Series 65, Series 63, SIE, PC, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Willard Basch Saperston's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Willard Basch Saperston's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2018 - Present
BRIGHTON SECURITIES CORP.
Office #1: 172 Lake Street, Hamburg, NY 14075Office #2: 1966 Hillview Street, Sarasota, FL 34239August 13, 2021 - Present
SAPERSTON LEGACY ADVISORS, INC.
Office #1: 1966 Hillview St., Sarasota, FL 34239October 4, 2018 - Present
BRIGHTON SECURITIES CORP.
Office #1: 172 Lake Street, Hamburg, NY 14075Office #2: 1966 Hillview Street, Sarasota, FL 34239October 8, 2013 - November 14, 2018
SAPERSTON ASSET MANAGEMENT, INC.
January 28, 1998 - November 14, 2018
SAPERSTON ASSET MANAGEMENT, INC.
October 16, 1997 - May 5, 1998
LASALLE ST SECURITIES, L.L.C.
January 3, 1994 - November 21, 2018
SAPERSTON LEGACY ADVISORS, INC.
January 8, 1991 - October 16, 1997
SAPERSTON FINANCIAL INC.
August 6, 1990 - October 23, 1991
AMERICAN CAPITAL CORPORATION
October 20, 1989 - June 20, 1991
FIRST MONTAUK SECURITIES CORP.
September 30, 1985 - November 6, 1989
ADVEST, INC.
April 20, 1985 - September 30, 1985
BURGESS & LEITH INCORPORATED
November 3, 1981 - April 25, 1985
MORGAN STANLEY DW INC.
April 13, 1979 - October 3, 1981
L. F. ROTHSCHILD & CO. INCORPORATED
June 1, 1977 - April 26, 1979
ADVEST, INC.
Primary Firm SEC Registration
BRIGHTON SECURITIES CORP.
CRD#: 3875 / SEC#: 801-62276, 8-14599
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/4/2018)
(10/4/2018)
(10/4/2018)
(10/4/2018)
(11/9/2018)
(11/9/2018)
(10/4/2018)
(10/26/2018)
(10/4/2018)
(10/4/2018)
(10/30/2018)
(3/1/2023)
(1/5/2024)
(10/4/2018)
(10/4/2018)
(10/30/2018)
(10/4/2018)
(5/13/2021)
(10/4/2018)
(10/4/2018)
(1/6/2024)
(11/2/2018)
(10/4/2018)
(10/29/2018)
(10/4/2018)
(10/30/2018)
(11/22/2019)
(10/30/2018)
(10/4/2018)
Exams
PC
Date: 6/1/1977
AMEX Put and Call ExamFINRA
Current Firm
BRIGHTON SECURITIES CORP.
CRD#: 3875 / SEC#: 801-62276, 8-14599
Contact information
SEC notice filing (21 States and Territories)
FINRA licenses (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,384 |
| AUM (Assets Under Management) | $ 986,154,864 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/02/2025 | ||
| 03/01/2024 | ||
| 03/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BRIGHTON SECURITIES CORP.
CRD#: 3875Hamburg, NY 14075TRUST BUT VERIFY
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