Robert E. Hartford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Earl Hartford, who also goes by Bob Hartford, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1977. Robert had worked at 18 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2012 - October 27, 2015
AMERICAN FAMILY LEGACY GROUP
April 25, 2008 - January 11, 2010
HALEN CAPITAL
February 11, 2008 - January 11, 2010
HALEN CAPITAL
July 8, 2005 - June 15, 2007
STILLPOINT CAPITAL, LLC
December 6, 2001 - March 26, 2002
OSAIC FS, INC.
May 19, 2000 - December 21, 2001
LAWSON FINANCIAL CORPORATION
October 14, 1997 - July 21, 1998
FIRST SECURITIES USA, INC.
August 11, 1995 - October 27, 1997
LAWSON FINANCIAL CORPORATION
October 19, 1994 - July 24, 1995
FIRST ASSOCIATED SECURITIES GROUP, INC.
August 6, 1993 - August 30, 1993
CAPITAL INVESTMENT GROUP, INC.
June 19, 1990 - August 10, 1993
MCCARLEY AND ASSOCIATES, INC.
March 31, 1989 - May 21, 1990
AIMS CAPITAL CORPORATION
October 21, 1986 - March 31, 1989
INVESTOR PORTFOLIO, INC.
April 24, 1985 - July 21, 1986
TITAN/VALUE EQUITIES GROUP, INC.
April 8, 1983 - April 24, 1985
FIRST PARK EQUITIES, INC.
April 26, 1982 - February 17, 1983
JOHNSON, LANE, SPACE, SMITH & CO., INC.
May 1, 1980 - April 30, 1982
FIRST AFFILIATED SECURITIES, INC.
September 28, 1979 - April 28, 1980
E. F. HUTTON & COMPANY INC
October 28, 1977 - October 4, 1979
A. G. EDWARDS & SONS, INC.
June 1, 1977 - January 2, 1978
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN FAMILY LEGACY GROUP
CRD#: 154050 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 181 |
| AUM (Assets Under Management) | $ 38,082,643 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
