Jack R. Fawcett

VISIONARY WEALTH PLANNERS LLC

Bakersfield, CA

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CRD#: 838459

Professional summary

Jack Randy Fawcett is a registered financial advisor currently at VISIONARY WEALTH PLANNERS LLC located in Bakersfield, California.

Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Jack has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fawcett Financial and Insurance Services Inc.; Investment related; Bakersfield, CA; Fixed Insurance Sales; Insurance Agent/President; Start date 08/1988; Approximately 96 hours per month spent on this business; Approximately 2 hours per month during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Randy Fawcett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2022 - Present

VISIONARY WEALTH PLANNERS LLC

RIA

CRD#: 318224

Bakersfield, CA

Past

September 10, 2009 - September 14, 2010

GWN SECURITIES INC.

RIA

CRD#: 128929

BAKERFIELD, CA

Past

September 10, 2009 - September 14, 2010

GWN SECURITIES INC.

CRD#: 128929

PALM BEACH GARDENS, FL

Past

April 18, 2006 - September 13, 2007

SCF INVESTMENT ADVISORS, INC.

RIA

CRD#: 123608

FRESNO, CA

Past

March 31, 2006 - September 13, 2007

SCF SECURITIES, INC.

CRD#: 47275

SAN DIEGO, CA

Past

June 28, 2002 - April 28, 2004

OSAIC FS, INC.

RIA

CRD#: 3870

BAKERSFIELD, CA

Past

March 29, 2001 - April 28, 2004

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

March 1, 1994 - December 15, 2000

ACUMENT SECURITIES, INC.

CRD#: 7661

SAN FRANCISCO, CA

Past

September 4, 1991 - September 18, 1992

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

June 1, 1990 - September 5, 1991

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

January 8, 1986 - August 9, 1988

UR FINANCIAL, INC.

CRD#: 10509

Past

March 22, 1984 - May 7, 1985

MORGAN STANLEY DW INC.

CRD#: 7556

Past

March 12, 1982 - March 26, 1984

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

September 26, 1978 - March 30, 1982

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

June 1, 1977 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/6/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/25/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/27/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/21/1977

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 4/11/1984

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

VISIONARY WEALTH PLANNERS LLC

CRD#: 318224 / SEC#:

California

Registered Investment Advisory firm - (1/26/2022 Approved)

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Contact information

Main Address

Bakersfield, CA

Mailing Address

Po Box 20724, Bakersfield, CA 93390

Phone number

(661) 319-5721

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	48
AUM (Assets Under Management)	$ 5,500,710

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jack R. Fawcett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Randy Fawcett's CRS (Customer Relationship Summary).

Certified licenses

Experience

GWN SECURITIES INC.

GWN SECURITIES INC.

SCF INVESTMENT ADVISORS, INC.

SCF SECURITIES, INC.

OSAIC FS, INC.

OSAIC FS, INC.

ACUMENT SECURITIES, INC.

ROBERT THOMAS SECURITIES, INC

WALNUT STREET SECURITIES, INC.

UR FINANCIAL, INC.

MORGAN STANLEY DW INC.

E. F. HUTTON & COMPANY INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/6/2020

Series 63

Date: 4/25/1991

SIE

Date: 1/27/2020

Series 7

Date: 5/21/1977

Series 8

Date: 4/11/1984

Current Firm

VISIONARY WEALTH PLANNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VISIONARY WEALTH PLANNERS LLC

TRUST BUT VERIFY

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