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Robert J. Rubeor

Some features on this profile are disabled
CRD#: 838424
RR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert James Rubeor was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 15, 2000 - April 21, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

September 1, 1999 - April 16, 2020

OSAIC FA, INC.

RIA
CRD#: 3978
HUNT VALLEY, MD
Past

June 1, 1998 - April 16, 2020

OSAIC FA, INC.

BD
CRD#: 3978
HUNT VALLEY, MD
Past

September 27, 1993 - June 1, 1998

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/5/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/29/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/26/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/24/1993
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TL
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
LINCOLN LIFE | THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580 / SEC#: , 8-13034

BD
Terminated by SEC on 12/16/2007
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Contact information

Main Address
Mailing Address
Phone number
Established
Indiana since 06/01/1905
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
LINCOLN NATIONAL CORPORATIONHOLDING COMPANY
CRAWFORD, FREDRICK JOHNCHIEF FINANCIAL OFFICER, DIRECTOR4443207
FREDERICK, CHRISTINE SPENCERVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER2641636
GLASS, DENNIS RPRESIDENT, DIRECTOR2897098
KONEN, MARK EDIRECTOR5150090
QUEK, SEE YENGDIRECTOR1938493
RYAN, KEITH JAMESVICE PRESIDENT AND DIRECTOR2709700

Disclosures

Regulatory Event14

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

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