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Austin Gregory Webb

CRD# 838399·Registered 1977 - 2015
Previously Registered: Being a previously registered professional could mean that Austin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Austin Gregory Webb, who also goes by Austin Greggory Webb, Greg Webb, was a registered financial advisor. Austin was a previously registered financial professional and started their career in finance 1977 - 2015. Austin had worked at 7 firms and has passed the Series 63, SIE, Series 3, PC and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Austin Greggory Webb, Greg Webb

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years registered in the securities industry

Current & Past Employments

Past

SAMCO CAPITAL MARKETS, INC.Past·CRD# 136532
BD
Dallas, TX
October 19, 2005 - July 13, 2015
PENSON FINANCIAL SERVICES, INC.Past·CRD# 25866
BD
Dallas, TX
February 3, 2003 - May 19, 2006
SERVICE ASSET MANAGEMENT COMPANYPast·CRD# 47157
BD
Austin, TX
August 29, 2000 - February 3, 2003
PENSON FINANCIAL SERVICES, INC.Past·CRD# 25866
BD
Dallas, TX
January 8, 1998 - September 1, 2000
PRINCIPAL FINANCIAL SECURITIES,INC.Past·CRD# 260
BD
Dallas, TX
October 3, 1995 - December 2, 1997
RAUSCHER PIERCE REFSNES, INC.Past·CRD# 6663
BD
Dallas, TX
September 9, 1985 - October 16, 1995
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
BD
January 31, 1980 - October 3, 1985
PAINE, WEBBER, JACKSON & CURTIS INCORPORATEDPast·CRD# 640
BD
June 1, 1977 - January 31, 1980

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Current Firm

SC
SAMCO CAPITAL MARKETS, INC.

SAMCO CAPITAL MARKETS, INC.

CRD#: 136532 / SEC#: 8-67023
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

6805 Capital Of Texas Highway Suite 350, Austin, TX 78731

Mailing Address

6805 Capital Of Texas Highway Suite 350, Austin, TX 78731

Phone Number

(512) 794-9100

Established

Texas since 05/09/2005

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAMCO HOLDINGS, INC.SHAREHOLDER—
ENGEMOEN, ROGER JAMES JRCHAIRMAN, DIRECTOR1506062
MALDONADO, OLGA INEZ RCFO, CONTROLLER, FINOP1974097
MANNES, JOSEPH REIDCSO, PRESIDENT, ROSFP1946872
MAVERICK, JOSEPH LEE JRCHIEF COMPLIANCE OFFICER, ROSFP2170350

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1990About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2015About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Dec 1984About the Series 3 exam

PC — AMEX Put and Call Exam

Passed Sep 1977

Series 7 — General Securities Representative Examination

Passed May 1977About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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