Robert P. Koggan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Paul Koggan was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1977. Robert had worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2017 - June 30, 2017
DASH FINANCIAL TECHNOLOGIES LLC
December 7, 2015 - March 1, 2017
COWEN EXECUTION SERVICES LLC
March 16, 2015 - November 30, 2015
ASSOCIATED OPTIONS, INC.
September 12, 2014 - March 13, 2015
LEK SECURITIES CORPORATION
July 7, 2000 - September 30, 2014
MILLER TABAK + CO., LLC
July 2, 1982 - July 7, 2000
MILLER TABAK HIRSCH & CO.
June 25, 1982 - December 16, 1982
MILLER TABAK HIRSCH & CO.
January 31, 1980 - June 17, 1982
UBS FINANCIAL SERVICES INC.
June 1, 1977 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DASH FINANCIAL TECHNOLOGIES LLC
CRD#: 104031 / SEC#: , 8-52503
Contact information
FINRA licenses (26 States and Territories)
Documents
Disclosures
| Regulatory Event | 68 |
Red Flags
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