Clyde M. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clyde Mick Jones was a registered financial professional .
Clyde is a previously registered financial professional and started their career in finance in 1977. Clyde had worked at 9 firms and has passed the Series 65, Series 63, PC and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2008 - September 13, 2016
RUBICON INVESTMENT MANAGEMENT & ANALYTICS
April 6, 2006 - November 30, 2007
SYNERGY INVESTMENT GROUP, LLC
January 2, 2004 - April 6, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 28, 2001 - December 31, 2003
WFG INVESTMENTS, INC.
January 1, 1991 - October 9, 2001
UBS FINANCIAL SERVICES INC.
June 27, 1988 - January 1, 1991
ROTAN MOSLE INC.
February 12, 1987 - June 3, 1988
AMERIPRISE ADVISOR SERVICES, INC.
September 16, 1977 - February 3, 1986
PRUDENTIAL EQUITY GROUP, LLC
June 1, 1977 - September 16, 1977
BACHE HALSEY STUART INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 5/21/1977
AMEX Put and Call ExamCurrent Firm
RUBICON INVESTMENT MANAGEMENT & ANALYTICS
CRD#: 141219 / SEC#:
Contact information
Red Flags
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