David P. Zander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Paul Zander, CFP® was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1977. David had worked at 15 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1987
Experience
January 15, 2014 - December 31, 2014
BACK NINE FINANCIAL
September 7, 2011 - September 9, 2013
UBS FINANCIAL SERVICES INC.
September 7, 2011 - September 9, 2013
UBS FINANCIAL SERVICES INC.
January 5, 2011 - September 16, 2011
LPL FINANCIAL LLC
December 17, 2010 - September 16, 2011
LPL FINANCIAL LLC
February 15, 2007 - January 2, 2009
SIGNATOR FINANCIAL SERVICES, INC.
February 15, 2007 - January 2, 2009
SIGNATOR FINANCIAL SERVICES, INC.
April 27, 2006 - May 23, 2006
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
January 20, 2005 - May 23, 2006
NYLIFE DISTRIBUTORS LLC
August 19, 2002 - August 15, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 19, 2002 - August 15, 2003
OSAIC FA, INC.
January 15, 1997 - March 11, 2002
VOYA FINANCIAL PARTNERS, LLC
November 7, 1995 - January 1, 1997
FINANCIAL WEST GROUP
May 24, 1994 - September 27, 1995
FORTH FINANCIAL SECURITIES, CORPORATION
February 13, 1989 - September 30, 1994
UBS FINANCIAL SERVICES INC.
September 22, 1983 - January 3, 1989
FUNDMARK INVESTMENT COMPANY SERVICES, INC.
October 31, 1979 - February 10, 1983
E. F. HUTTON & COMPANY INC
September 16, 1977 - November 15, 1979
PRUDENTIAL EQUITY GROUP, LLC
June 1, 1977 - September 16, 1977
BACHE HALSEY STUART INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BACK NINE FINANCIAL
CRD#: 168961 / SEC#:
Contact information
Red Flags
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