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Jose Rafael Benitez

CRD# 838322·Registered 1977 - 1992
Previously Registered: Being a previously registered professional could mean that Jose is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jose Rafael Benitez, who also goes by Rafi Benitez, was a registered financial advisor. Jose was a previously registered financial professional and started their career in finance 1977 - 1992. Jose had worked at 7 firms and has passed the Series 63, Series 7, Series 27, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rafi Benitez

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

FIRST CONTINENTAL CORPORATION·CRD# 21954
BD
April 18, 1988 - July 20, 1992
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO·CRD# 13042
BD
February 11, 1987 - October 14, 1987
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
December 22, 1983 - August 17, 1987
SHEARSON LEHMAN BROTHERS INC. (PUERTO RICO)·CRD# 11041
BD
June 9, 1983 - November 25, 1983
LEHMAN BROTHERS INC.·CRD# 7506
BD
October 24, 1980 - December 3, 1985
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
January 31, 1980 - October 24, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED·CRD# 6361
BD
January 25, 1978 - January 31, 1980
THE SECURITIES CORPORATION OF PUERTO RICO·CRD# 4139
BD
June 1, 1977 - February 23, 1978

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Current Firm

FC
FIRST CONTINENTAL CORPORATION

FIRST CONTINENTAL CORPORATION

CRD#: 21954 / SEC#: 8-39289
BD
Expelled by FINRA on 10/13/1994

Contact Information

Established

Georgia since 04/18/1988

Firm Type

Corporation

Fiscal Year End

September

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1977About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 1989About the Series 27 exam

Series 53 — Municipal Securities Principal Examination

Passed Mar 1989About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Mar 1988About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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