Jose R. Benitez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose Rafael Benitez, who also goes by Rafi Benitez, was a registered financial professional .
Jose is a previously registered financial professional and started their career in finance in 1977. Jose had worked at 7 firms and has passed the Series 63, Series 7, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 1988 - July 20, 1992
FIRST CONTINENTAL CORPORATION
February 11, 1987 - October 14, 1987
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
December 22, 1983 - August 17, 1987
UBS FINANCIAL SERVICES INC.
June 9, 1983 - November 25, 1983
SHEARSON LEHMAN BROTHERS INC. (PUERTO RICO)
October 24, 1980 - December 3, 1985
LEHMAN BROTHERS INC.
January 31, 1980 - October 24, 1980
UBS FINANCIAL SERVICES INC.
January 25, 1978 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
June 1, 1977 - February 23, 1978
THE SECURITIES CORPORATION OF PUERTO RICO
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST CONTINENTAL CORPORATION
CRD#: 21954 / SEC#: , 8-39289
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
