Michael N. Rabe

RABE INVESTMENT CONSULTING GROUP

Richfield, OH 44286

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CRD#: 838311

Professional summary

Michael Nathan Rabe, who also goes by Michael N Rabe, is a registered financial advisor currently at RABE INVESTMENT CONSULTING GROUP located in Richfield, Ohio.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 5, PC and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael N Rabe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Nathan Rabe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2021 - Present

RABE INVESTMENT CONSULTING GROUP

Office #1: 4199 Kinross Lakes Parkway Suite 210, Richfield, OH 44286

RIA

CRD#: 316029

Richfield, OH

Past

July 1, 2003 - November 23, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CLEVELAND, OH

Past

July 1, 2003 - November 23, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CLEVELAND, OH

Past

March 24, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

CLEVELAND, OH

Past

April 20, 1988 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 26, 1988 - April 29, 1988

MORGAN STANLEY DW INC.

CRD#: 7556

Past

January 31, 1980 - March 8, 1988

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

June 1, 1977 - January 31, 1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RABE INVESTMENT CONSULTING GROUP

CRD#: 316029 / SEC#: 801-122170

RIA

Registered Investment Advisory firm - (8/30/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(11/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/18/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/7/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 10/29/1986

Interest Rate Options Examination

General Industry/Product Exam

PC

Date: 6/28/1977

AMEX Put and Call Exam

General Industry/Product Exam

Series 7

Date: 5/21/1977

General Securities Representative Examination

Current Firm

RABE INVESTMENT CONSULTING GROUP

CRD#: 316029 / SEC#: 801-122170

RIA

Registered Investment Advisory firm - (8/30/2021 Approved)

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Contact information

Main Address

4199 Kinross Lakes Parkway Suite 210, Richfield, OH 44286

Mailing Address

Phone number

(216) 770-7300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RABE INVESTMENT CONSULTING GROUP WRAP BROCHURE (4/8/2025)

RABE INVESTMENT CONSULTING GROUP (4/8/2025)

Regulatory assets under management

Total Number of Accounts	420
AUM (Assets Under Management)	$ 129,891,206

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Michael N. Rabe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Nathan Rabe's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

Primary Firm SEC Registration

RABE INVESTMENT CONSULTING GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 11/18/1992

Series 63

Date: 12/7/1985

SIE

Date: 10/1/2018

Series 5

Date: 10/29/1986

PC

Date: 6/28/1977

Series 7

Date: 5/21/1977

Current Firm

RABE INVESTMENT CONSULTING GROUP

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RABE INVESTMENT CONSULTING GROUP

TRUST BUT VERIFY

Contact information

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