Richard L. Eckhoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Lester Eckhoff, CFP®, who also goes by Richard L. Eckhoff Cfp, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1977. Richard had worked at 8 firms and has passed the Series 66, Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1985
Experience
September 16, 2004 - June 9, 2024
MONMOUTH INVESTMENT ADVISORS, LLC
March 12, 2003 - September 16, 2004
NETWORK 1 FINANCIAL ADVISORS INC.
March 28, 1991 - May 7, 2024
NETWORK 1 FINANCIAL SECURITIES INC.
November 15, 1990 - April 3, 1991
MERIDIAN, DUNHILL & CO., INC.
September 9, 1988 - November 28, 1990
SECURIAN FINANCIAL SERVICES, INC.
June 8, 1988 - August 9, 1988
HIBBARD BROWN & CO., INC.
February 2, 1987 - May 28, 1988
SHERWOOD CAPITAL, INC.
June 1, 1977 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 3/31/2000
Limited Representative-Equity Trader ExamCurrent Firm
MONMOUTH INVESTMENT ADVISORS, LLC
CRD#: 132417 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 32 |
| AUM (Assets Under Management) | $ 6,506,740 |
Red Flags
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