Joseph P. Conville
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Patrick Conville, who also goes by Joseph Patrick Conville Jr, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1977. Joseph had worked at 18 firms and has passed the Series 63, Series 65, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2016 - December 3, 2021
DONOGHUE FORLINES LLC
April 3, 2013 - December 13, 2016
W.E. DONOGHUE & CO., INC
June 15, 2012 - February 8, 2013
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
June 23, 2005 - May 22, 2012
W.E. DONOGHUE & CO., INC
June 14, 2004 - June 7, 2005
PORTFOLIO STRATEGIES INC
May 17, 2004 - August 5, 2005
W. H. COLSON SECURITIES, INC.
October 25, 2002 - January 30, 2003
VESTGEN INVESTMENT MANAGEMENT
April 7, 1998 - June 12, 2002
SCHIELD SECURITIES LLC
July 25, 1996 - February 27, 1998
RTE SECURITIES, INC.
March 29, 1994 - April 2, 1996
CRESAP, INC.
March 2, 1987 - January 14, 1994
LINCOLN INVESTMENT
June 6, 1986 - December 10, 1986
LESKO SECURITIES INC.
April 30, 1985 - November 23, 1985
DELAWARE DISTRIBUTORS, L.P.
April 16, 1982 - October 21, 1985
DELAWARE MANAGEMENT COMPANY, INC.
August 3, 1981 - September 28, 1981
PHILIPS, APPEL & WALDEN, INC.
September 17, 1979 - August 3, 1981
LEHMAN BROTHERS INC.
April 10, 1979 - September 17, 1979
LOEB PARTNERS
March 17, 1978 - March 30, 1979
LEHMAN BROTHERS INC.
December 12, 1977 - May 22, 1978
DEHAVEN & TOWNSEND, CROUTER & BODINE INCORPORATED
June 1, 1977 - December 28, 1977
FIRST JERSEY SECURITIES, INC.
Primary Firm SEC Registration
DONOGHUE FORLINES LLC
CRD#: 285403 / SEC#: 801-108564
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DONOGHUE FORLINES LLC
CRD#: 285403 / SEC#: 801-108564
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 389,233,877 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
