Robert C. Benjamin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Claus Arthur Benjamin, who also goes by Robert Claus Benjamin, Robert Claus Arthus Benjamin, Robert Clausarthur Benjamin, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1977. Robert had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 15, Series 5, PC, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2012 - January 4, 2017
GFS ADVISORS LLC
July 12, 1994 - January 4, 2017
GLOBAL FINANCIAL SERVICES, L.L.C.
February 24, 1988 - July 14, 1994
KIDDER, PEABODY & CO. INCORPORATED
June 1, 1977 - March 7, 1988
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
GFS ADVISORS LLC
CRD#: 143110 / SEC#: 801-67899
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/20/2000
Limited Representative-Equity Trader ExamSeries 15
Date: 9/8/1984
Foreign Currency Options ExaminationSeries 5
Date: 11/30/1982
Interest Rate Options ExaminationPC
Date: 7/27/1977
AMEX Put and Call ExamCurrent Firm
GFS ADVISORS LLC
CRD#: 143110 / SEC#: 801-67899
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 724 |
| AUM (Assets Under Management) | $ 3,268,787,765 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
