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Armour Emerson Martin Ii

CRD# 838149·Registered 1977 - 2023
Previously Registered: Being a previously registered professional could mean that Armour is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Armour Emerson Martin II, who also goes by A Emerson Martin II, was a registered financial advisor. Armour was a previously registered financial professional and started their career in finance 1977 - 2023. Armour had worked at 11 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

A Emerson Martin Ii

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

BML SECURITIES LLC·CRD# 167535
BD
Marshfield, MA
January 10, 2019 - November 30, 2023
KTA CAPITAL, LLC·CRD# 146138
BD
New York, NY
September 22, 2008 - July 27, 2010
SANDERS MORRIS LLC·CRD# 20580
BD
New York, NY
June 22, 2004 - December 31, 2007
BEDMINSTER FINANCIAL GROUP, LIMITED·CRD# 39916
BD
Holicong, PA
July 10, 2003 - February 2, 2004
231 CAPITAL, LLC·CRD# 119032
BD
Edina, MN
July 18, 2002 - September 4, 2002
AUGMENT SECURITIES INC.·CRD# 28373
BD
New York, NY
January 27, 1998 - October 3, 2001
GLEACHER & COMPANY SECURITIES, INC.·CRD# 298
BD
New York, NY
September 24, 1996 - June 25, 1997
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
August 9, 1993 - June 18, 1996
PIAZZA SECURITIES, INC.·CRD# 26577
BD
January 1, 1991 - December 2, 1991
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
October 18, 1984 - November 30, 1990
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
June 1, 1977 - August 7, 1984

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Current Firm

BS
BML SECURITIES LLC

BML SECURITIES LLC

CRD#: 167535 / SEC#: 8-69262
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

2016 Ocean St Unit 23, Marshfield, MA 02050

Mailing Address

2016 Ocean St Unit 23, Marshfield, MA 02050

Phone Number

(617) 367-0099

Established

Massachusetts since 02/19/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BENNING ASSOCIATES LLCMANAGING MEMBER—
BUSINESS CAPITAL EXCHANGE INCMANAGING MEMBER—
NORTH RIVER CAPITAL LLCMANAGING MEMBER—
FLYNN, PETER FRANCISCCO/FINOP/CFO2655124
LANDON, RUSSELL WOODWORTHMANAGER1847140

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2019About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2019About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jan 2019About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed May 1977About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1994About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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