Armour E. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Armour Emerson Martin II, who also goes by A Emerson Martin II, was a registered financial professional .
Armour is a previously registered financial professional and started their career in finance in 1977. Armour had worked at 11 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2019 - November 30, 2023
BML SECURITIES LLC
September 22, 2008 - July 27, 2010
KTA CAPITAL, LLC
June 22, 2004 - December 31, 2007
SANDERS MORRIS LLC
July 10, 2003 - February 2, 2004
BEDMINSTER FINANCIAL GROUP, LIMITED
July 18, 2002 - September 4, 2002
231 CAPITAL, LLC
January 27, 1998 - October 3, 2001
AUGMENT SECURITIES INC.
September 24, 1996 - June 25, 1997
GLEACHER & COMPANY SECURITIES, INC.
August 9, 1993 - June 18, 1996
JOSEPHTHAL & CO., INC.
January 1, 1991 - December 2, 1991
PIAZZA SECURITIES, INC.
October 18, 1984 - November 30, 1990
PERSHING LLC
June 1, 1977 - August 7, 1984
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BML SECURITIES LLC
CRD#: 167535 / SEC#: , 8-69262
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BENNING ASSOCIATES LLC | MANAGING MEMBER | |
| BUSINESS CAPITAL EXCHANGE INC | MANAGING MEMBER | |
| NORTH RIVER CAPITAL LLC | MANAGING MEMBER | |
| FLYNN, PETER FRANCIS | CCO/FINOP | 2655124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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