Gary G. Dannelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Gordon Dannelly was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1977. Gary had worked at 4 firms and has passed the Series 65, Series 63, PC and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2010 - August 7, 2018
ANCHOR INVESTMENT MANAGEMENT
August 14, 2000 - June 23, 2010
UBS FINANCIAL SERVICES INC.
August 12, 2000 - June 23, 2010
UBS FINANCIAL SERVICES INC.
August 29, 1997 - August 14, 2000
J.C. BRADFORD & CO.
June 1, 1977 - September 16, 1997
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
ANCHOR INVESTMENT MANAGEMENT
CRD#: 135296 / SEC#: 801-64338
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/7/1977
AMEX Put and Call ExamCurrent Firm
ANCHOR INVESTMENT MANAGEMENT
CRD#: 135296 / SEC#: 801-64338
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,043 |
| AUM (Assets Under Management) | $ 1,358,433,102 |
Red Flags
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