Patrick J. Burley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick J Burley was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1977. Patrick had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, Series 7, Series 28, Series 24, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2000 - March 30, 2023
MERIDIAN INVESTMENT ADVISORS, INC.
July 18, 1995 - July 5, 2017
PACTOLUS CAPITAL PARTNERS
July 1, 1994 - June 30, 1995
VESTAX SECURITIES CORPORATION
March 9, 1993 - June 28, 1994
CITICORP INVESTMENT SERVICES
April 10, 1991 - March 9, 1993
MORGAN STANLEY DW INC.
August 14, 1984 - April 19, 1991
FSC SECURITIES CORPORATION
June 1, 1977 - September 17, 1984
THOMSON MCKINNON SECURITIES INC.
Primary Firm SEC Registration
MERIDIAN INVESTMENT ADVISORS, INC.
CRD#: 107593 / SEC#: 801-46376
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 5/15/1984
Foreign Currency Options ExaminationSeries 5
Date: 11/16/1981
Interest Rate Options ExaminationSeries 28
Date: 1/28/2008
Introducing Broker/Dealer Financial Operations Principal ExaminationSeries 12
Date: 9/13/1980
NYSE Branch Manager ExaminationCurrent Firm
MERIDIAN INVESTMENT ADVISORS, INC.
CRD#: 107593 / SEC#: 801-46376
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,094 |
| AUM (Assets Under Management) | $ 532,684,776 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
