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John Stephen Stout

CRD# 837990·Registered 1977 - 1999
Barred: John Stephen Stout was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

John Stephen Stout, who also goes by J Stephen Stout, Steve Stout, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1977 - 1999. John had worked at 7 firms and has passed the Series 63, Series 7 and PC exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

J Stephen Stout, Steve Stout

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

CENTENNIAL CAPITAL MANAGEMENT, INC.·CRD# 38988
BD
Atlanta, GA
January 23, 1998 - January 19, 1999
WORLD INVEST CORPORATION·CRD# 17223
BD
Deerfield Beach, FL
August 24, 1993 - May 21, 1997
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
March 13, 1989 - January 7, 1993
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
December 6, 1983 - March 7, 1989
E. F. HUTTON & COMPANY INC·CRD# 235
BD
May 13, 1982 - February 2, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
September 26, 1978 - May 7, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
June 1, 1977 - September 26, 1978

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Current Firm

CC
CENTENNIAL CAPITAL MANAGEMENT, INC.

CENTENNIAL CAPITAL MANAGEMENT | CENTENNIAL FINANCIAL MANAGEMENT GROUP | CENTENNIAL CAPITAL MANAGEMENT, INC.

CRD#: 38988 / SEC#: 8-48499
BD
Terminated by SEC on 09/23/2001

Contact Information

Established

Georgia since 08/28/1995

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CENTENNIAL CAPITAL HOLDINGS, INCPARENT COMPANY—
KRAUS, TAMARA SUSANDIRECTOR OF OPERATIONS2380766
MACNEILL, GRAHAM EDWARDCHIEF COMPLIANCE OFFICER2615044
REES, RODGER EVANSCHAIRMAN OF THE BOARD, CEO & PRESIDENT, FIN OP1500611

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1977About the Series 7 exam

PC — AMEX Put and Call Exam

Passed May 1977

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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