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JS

John S. Stout

Some features on this profile are disabled
CRD#: 837990
JS

Professional summary

John Stephen Stout was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

John is a previously registered financial professional and started their career in finance in 1977. Prior to being barred, John had worked at 7 firms, which includes CENTENNIAL CAPITAL MANAGEMENT INC., WORLD INVEST CORPORATION, UBS FINANCIAL SERVICES INC., PRUDENTIAL EQUITY GROUP LLC, E. F. HUTTON & COMPANY INC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, MERRILL LYNCH PIERCE FENNER & SMITH INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

J Stephen Stout | Steve Stout

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 23, 1998 - January 19, 1999

CENTENNIAL CAPITAL MANAGEMENT, INC.

BD
CRD#: 38988
ATLANTA, GA
Past

August 24, 1993 - May 21, 1997

WORLD INVEST CORPORATION

BD
CRD#: 17223
DEERFIELD BEACH, FL
Past

March 13, 1989 - January 7, 1993

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

December 6, 1983 - March 7, 1989

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

May 13, 1982 - February 2, 1984

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

September 26, 1978 - May 7, 1982

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
Past

June 1, 1977 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

BD
CRD#: 572

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/1/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/21/1977
General Securities Representative Examination
General Industry/Product Exam
RR
PC
Date: 5/1/1977
AMEX Put and Call Exam

Current Firm

CC
CENTENNIAL CAPITAL MANAGEMENT, INC.
CENTENNIAL CAPITAL MANAGEMENT | CENTENNIAL FINANCIAL MANAGEMENT GROUP | CENTENNIAL CAPITAL MANAGEMENT, INC.

CRD#: 38988 / SEC#: , 8-48499

BD
Terminated by SEC on 09/23/2001
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Contact information

Main Address
Mailing Address
Phone number
Established
Georgia since 08/28/1995
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CENTENNIAL CAPITAL HOLDINGS, INCPARENT COMPANY
KRAUS, TAMARA SUSANDIRECTOR OF OPERATIONS2380766
MACNEILL, GRAHAM EDWARDCHIEF COMPLIANCE OFFICER2615044
REES, RODGER EVANSCHAIRMAN OF THE BOARD, CEO & PRESIDENT, FIN OP1500611

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CENTENNIAL CAPITAL MANAGEMENT, INC.

CRD#: 38988

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