MP
Mary M. Parker
SEELAUS ASSET MANAGEMENT
summit, NJ
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CRD#: 837964
MP
Professional summary
Mary Mccurdy Parker, who also goes by Mary Elizabeth Mccurdy, is a registered financial advisor currently at SEELAUS ASSET MANAGEMENT, LLC located in Summit, New Jersey and R. SEELAUS & CO., LLC located in Chatham, New Jersey.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Mary has worked at 3 firms and has passed the Series 65, Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary Elizabeth Mccurdy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RSC Financial Products LLC, An insurance affiliate of R. Seelaus & Co., LLC 26 Main Street, Suite 300, Chatham, NJ 07928, insurance agent, Since 2008, 0-5 hours devoted a week, all during securities hours. Selling personal insurance products as needed per client's needs. Trustee for the Mary Stackhouse Foundation as of 3/2016. Devote few hours a month towards it.
CRS (Client Relationship Summary) - RIA
Click below to view Mary Mccurdy Parker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 28, 2013 - Present
SEELAUS ASSET MANAGEMENT, LLC
RIA
CRD#: 149582
summit, NJ
Current
September 8, 2006 - Present
R. SEELAUS & CO., LLC
Office #1: 26 Main Street Suite 300, Chatham, NJ 07928BD
CRD#: 14974
Chatham, NJ
Past
January 21, 2009 - April 4, 2013
R. SEELAUS & CO., LLC
RIA
CRD#: 14974
SUMMIT, NJ
Past
April 19, 1994 - September 11, 2006
MCCONNELL, BUDD & ROMANO, INC.
BD
CRD#: 28923
MORRISTOWN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SEELAUS ASSET MANAGEMENT, LLC
GRANITE SPRINGS ASSET MANAGEMENT, LLC | SUNNYMEATH ASSET MANAGEMENT, INC | SEELAUS ASSET MANAGEMENT, LLC | NAME 806
CRD#: 149582 / SEC#: 801-77641
RIA
Registered Investment Advisory firm - (2/15/2013 Approved)New Jersey
Registered Investment Advisory firm - (3/28/2013 Terminated)New York
Registered Investment Advisory firm - (3/28/2013 Terminated)South Carolina
Registered Investment Advisory firm - (3/28/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/28/2018)
RR
Florida(9/8/2006)
RR
Georgia(3/15/2016)
RR
Indiana(10/16/2009)
RR
Massachusetts(12/17/2018)
RR
New Jersey(9/8/2006)
IAR
New Jersey(1/28/2013)
RR
New York(9/8/2006)
RR
Ohio(10/6/2011)
RR
Pennsylvania(9/8/2006)
RR
South Carolina(9/8/2006)
RR
Texas(12/13/2018)
RR
Virginia(9/28/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/17/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SEELAUS ASSET MANAGEMENT, LLC
GRANITE SPRINGS ASSET MANAGEMENT, LLC | SUNNYMEATH ASSET MANAGEMENT, INC | SEELAUS ASSET MANAGEMENT, LLC | NAME 806
CRD#: 149582 / SEC#: 801-77641
RIA
Registered Investment Advisory firm - (2/15/2013 Approved)New Jersey
Registered Investment Advisory firm - (3/28/2013 Terminated)New York
Registered Investment Advisory firm - (3/28/2013 Terminated)South Carolina
Registered Investment Advisory firm - (3/28/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
26 Main Street Suite 304, Chatham, NJ 07928
Mailing Address
Phone number
(212) 935-0755
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 484 |
| AUM (Assets Under Management) | $ 1,552,973,774 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
