John H. Pinto

SINTRA CAPITAL CORP

Durham, NH 03824

Some features on this profile are disabled

CRD#: 837685

Professional summary

John Howard Pinto JR is a registered financial advisor currently at SINTRA CAPITAL CORP located in Durham, New Hampshire.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. John has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SINTRA FUND, LTD., DIRECTOR ; SOVEREIGN CAPITAL LIMITED, DIRECTOR ; MAKO EUROPE FUND LIMITED, DIRECTOR ; DOWGATE EUROPE FUND LIMITED, DIRECTOR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Howard Pinto JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 2017 - Present

SINTRA CAPITAL CORP

Office #1: 7 Mill Road Unit L, Durham, NH 03824

RIA

CRD#: 113059

Durham, NH

Past

September 29, 2014 - December 31, 2016

SINTRA CAPITAL CORP

RIA

CRD#: 113059

DURHAM, NH

Past

March 8, 1993 - December 11, 2020

FAIRPORT CAPITAL, INC.

CRD#: 15034

SCOTTSDALE, AZ

Past

November 2, 1990 - October 11, 1991

ING INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 21644

NEW YORK, NY

Past

August 28, 1989 - May 15, 1990

RESOURCE BROKERAGE CORP.

CRD#: 19073

Past

December 12, 1983 - September 18, 1989

BOSTON INTERNATIONAL GROUP SECURITIES CORPORATION

CRD#: 14022

Past

December 8, 1983 - July 20, 1984

HAMILTON GREGG SECURITIES CORPORATION

CRD#: 14030

Past

October 1, 1982 - September 21, 1983

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

Past

April 20, 1981 - August 20, 1982

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

March 30, 1979 - June 12, 1981

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

May 18, 1977 - June 22, 1978

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(1/1/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/15/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/25/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/1981

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 5/12/1977

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/13/1983

General Securities Principal Examination

Current Firm

SINTRA CAPITAL CORP

CRD#: 113059 / SEC#: 801-60284

RIA

Registered Investment Advisory firm - (12/22/2014 Terminated)

New Hampshire

Registered Investment Advisory firm - (12/18/2014 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7 Mill Road Unit L, Durham, NH 03824

Mailing Address

8326 Lullwater Drive, Dallas, TX 75218-1148

Phone number

(212) 644-0309

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 7,376,077

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Habig

MORGAN STANLEY

IAR

Rye, NH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John H. Pinto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Howard Pinto JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SINTRA CAPITAL CORP

FAIRPORT CAPITAL, INC.

ING INVESTMENT MANAGEMENT SERVICES LLC

RESOURCE BROKERAGE CORP.

BOSTON INTERNATIONAL GROUP SECURITIES CORPORATION

HAMILTON GREGG SECURITIES CORPORATION

NATHAN & LEWIS SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

INTEGRATED RESOURCES EQUITY CORPORATION

LORD ABBETT DISTRIBUTOR LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/15/2014

Series 63

Date: 11/25/1981

SIE

Date: 10/1/2018

Series 7

Date: 12/19/1981

Series 1

Date: 5/12/1977

Series 24

Date: 6/13/1983

Current Firm

SINTRA CAPITAL CORP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SINTRA CAPITAL CORP

TRUST BUT VERIFY

Similar Advisors