Stephen E. Nephew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Edward Nephew was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1977. Stephen had worked at 5 firms and has passed the Series 63, SIE, Series 62, Series 22 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2005 - December 16, 2015
GREAT NATION INVESTMENT CORPORATION
January 17, 2000 - July 12, 2005
AMERICAN HERITAGE CHURCH FINANCE, INC.
October 28, 1985 - June 10, 1986
TRANSGROUP SECURITIES CORPORATION
February 27, 1985 - July 29, 1985
CHURCHILL INVESTMENT CORPORATION
May 18, 1977 - September 11, 1981
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 1/13/2000
Corporate Securities Limited Representative ExaminationSeries 1
Date: 5/12/1977
Registered Representative ExaminationCurrent Firm
GREAT NATION INVESTMENT CORPORATION
CRD#: 19981 / SEC#: , 8-39074
Contact information
Disclosures
| Regulatory Event | 3 |
Red Flags
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