Lawrence E. Wesneski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Edward Wesneski, who also goes by Larry Wesneski, Lawrence E Wesneski, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1977. Lawrence had worked at 6 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 1989 - September 28, 2004
HOAK BREEDLOVE WESNESKI & CO.
June 8, 1988 - June 25, 1988
TUSCANY EQUITY MANAGEMENT CORPORATI0N
December 1, 1983 - June 10, 1986
J.P. MORGAN SECURITIES LLC
July 28, 1980 - November 30, 1983
PRINCIPAL FINANCIAL SECURITIES,INC.
February 24, 1978 - October 26, 1979
MORGAN STANLEY DW INC.
May 2, 1977 - February 24, 1978
REYNOLDS SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HOAK BREEDLOVE WESNESKI & CO.
CRD#: 23728 / SEC#: , 8-40711
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HBW HOLDINGS, INC. | SOLE SHAREHOLDER | |
| ANDERSON, EDWARD RAY | EVP FINANCE AND ADMINISTRATION, FINOP, COMPLIANCE OFFICER, DIRECTOR | 714215 |
| CRAIG, MICHAEL DWAYNE | DIRECTOR | 3235060 |
| MITCHELL, SAMUEL PAUL | EXECUTIVE VICE-PRESIDENT | 337092 |
| PRICE, CLENTON RAY | DIRECTOR, EXVP | 2790480 |
| WESNESKI, LAWRENCE EDWARD | PRES., CEO, CHAIRMAN | 837481 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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