Kenneth A. Lowe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth A Lowe JR was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1977. Kenneth had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2014 - January 6, 2015
FREEDOM INVESTORS CORP.
October 13, 2004 - December 31, 2014
MERRIMAC CORPORATE SECURITIES, INC.
November 4, 2002 - November 5, 2004
ALLEN DOUGLAS SECURITIES, INC.
October 18, 1999 - November 1, 2002
MOMENTUM INDEPENDENT NETWORK INC.
October 18, 1999 - November 1, 2002
MOMENTUM INDEPENDENT NETWORK INC.
October 30, 1985 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
October 30, 1985 - October 4, 1999
OSAIC FA, INC.
April 13, 1982 - August 2, 1983
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 11, 1977 - October 4, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/1/1977
Registered Representative ExaminationCurrent Firm
FREEDOM INVESTORS CORP.
CRD#: 23714 / SEC#: 801-39223, 8-40671
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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